<meta name="robots" content="noindex">
Department of
SOCIAL SERVICES

Community Care Licensing


COMPLAINT INVESTIGATION REPORT

Facility Number: 045002445
Report Date: 05/21/2021
Date Signed: 06/02/2021 10:17:03 AM



STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
CCLD Regional Office, 520 COHASSET RD., STE. 170
CHICO, CA 95926
This is an official report of an unannounced visit/investigation of a complaint received in our office on
12/03/2020 and conducted by Evaluator Misty Valencia
PUBLIC
COMPLAINT CONTROL NUMBER: 25-AS-20201203154544
FACILITY NAME:ROSELEAF GARDENSFACILITY NUMBER:
045002445
ADMINISTRATOR:KUPERMAN, FLORIEFACILITY TYPE:
740
ADDRESS:2770 SIERRA LADERA LANETELEPHONE:
(530) 895-0800
CITY:CHICOSTATE: CAZIP CODE:
95928
CAPACITY:0CENSUS: 28DATE:
05/21/2021
UNANNOUNCEDTIME BEGAN:
10:00 AM
MET WITH:Administrator, Eric PerryTIME COMPLETED:
10:45 AM
ALLEGATION(S):
1
2
3
4
5
6
7
8
9
LACK OF CARE AND SUPERVISION
CONDUCT INIMICAL: FALSE STATEMENTS
INVESTIGATION FINDINGS:
1
2
3
4
5
6
7
8
9
10
11
12
13
***Amended***
On 05/21/2021 at 10:00AM, Licensing Program Analyst (LPA) Misty Valencia arrived at the facility and met with Eric Perry, Executive Director. Precautionary measures were taken regarding COVID 19. LPA arrived donned in PPE to include surgical mask and gloves. LPA and administrator remained outside the facility in an isolated meeting room. On 06/02/2021 LPA conducted unannounced visit to deliver amended report. The purpose of the visit is to deliver the following complaint findings:

On 12/28/2020, California Department of Social Services (CDSS) Community Care Licensing (CCL) received a complaint alleging Roseleaf Gardens, a facility that serves memory care residents, failed to provide adequate care and supervision to resident (R1) and facility staff engaged in conduct inimical.
Substantiated
Estimated Days of Completion:
SUPERVISOR'S NAME: Kevin MknellyTELEPHONE: (209) -81-1925
LICENSING EVALUATOR NAME: Misty ValenciaTELEPHONE: (530) 895-5820
LICENSING EVALUATOR SIGNATURE:

DATE: 06/02/2021
I acknowledge receipt of this form and understand my licensing appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 06/02/2021
This report must be available at Child Care and Group Home facilities for public review for 3 years.
LIC9099 (FAS) - (06/04)
Page: 1 of 5
Control Number 25-AS-20201203154544
STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT (Cont)
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
CCLD Regional Office, 520 COHASSET RD., STE. 170
CHICO, CA 95926
FACILITY NAME: ROSELEAF GARDENS
FACILITY NUMBER: 045002445
VISIT DATE: 05/21/2021
NARRATIVE
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
On 1/11/21, night shift caregiver, S1 told the department’s investigator that on the day of the incident 11/23/20, she last saw R1 at approximately 6:30 AM and that R1 “looked normal” lying in their bed. Other staff reported that a dayshift caregiver, S2, found R1 at approximately 0800 hours on 11/23/20. From the laundry room, S2 observed R1 alone in the restroom with their arms and head inside the laundry room through the laundry chute. S2 then summoned assistance from S3, at which time S3 called 911 reporting R1 was found in the bathroom with no pulse and not breathing. The Resident Care Coordinator (RCC), who had been alerted by S2, removed R1 from the laundry chute, without requesting others’ assistance, resulting in R1 sustaining additional injuries after they were already unresponsive, not breathing and were observed by RCC to have greying skin and lips.

First responders arrived on scene and began lifesaving procedures until a DNR (Do not resuscitate) was produced by facility staff. Chico Police Department was dispatched to the facility regarding a death report. Chico Police Officer spoke with facility staff to include the RCC, The RCC provided a statement indicating R1 was located with “an arm sticking out of the laundry cute” and “laid” R1 on the floor at which time an “injury” occurred. RCC later stated to Butte County Sheriff’s office the laceration was not there prior to the incident.

Butte County Sheriff’s Office Deputy was dispatched to the facility for a coroner’s report. Time of death was determined to be 9:07AM. Deputy later received a call from S2 stating what was reported to Chico Police regarding R1’s body placement wasn’t accurate and was coerced into making false statement by the RCC. S2 stated RCC felt night shift was at fault for not checking on R1 and did not want the facility to get in trouble.

CDSS received the complaint and during interviews with staff it was revealed staff did not follow the care plan put into place for the safety of the resident. RCC stated R1 was able to toilet themselves. When asked if the facility could have prevented the incident, RCC responded “R1 got into the situation” and “I never really thought a resident would put their self through that.” RCC later admitted that R1 wasn’t located with only one arm through the chute but was located in the laundry chute stuck with both arms and upper torso in the chute.
SUPERVISOR'S NAME: Kevin MknellyTELEPHONE: (209) -81-1925
LICENSING EVALUATOR NAME: Misty ValenciaTELEPHONE: (530) 895-5820
LICENSING EVALUATOR SIGNATURE:

DATE: 05/21/2021
I acknowledge receipt of this form and understand my licensing appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 05/20/2021
LIC9099 (FAS) - (06/04)
Page: 2 of 5
Control Number 25-AS-20201203154544
STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT (Cont)
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
CCLD Regional Office, 520 COHASSET RD., STE. 170
CHICO, CA 95926
FACILITY NAME: ROSELEAF GARDENS
FACILITY NUMBER: 045002445
VISIT DATE: 05/21/2021
NARRATIVE
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
The investigation’s review of R1’s care plan revealed R1’s required physical assistance from staff with toileting. Staff were instructed to physically take the resident to the restroom (even on night shift) every two hours during waking hours and every three hours during sleep hours. Every morning at approximately 7 AM, staff are required to wash the resident’s face, comb hair, moisturize skin and dress the resident appropriately. Wanderer spot checks are required 11 times a day and residents sleep pattern should be monitored and annotated every morning at approximately 5 AM. Records further state that R1 was incontinent of bowel and bladder, uses a wheelchair, requires assistance with activities of daily living and at times has behaviors. R1’s care plan listed Monday (the day of the incident) as a shower day.S1 stated in an interview that R1 would drop clothes in the bathroom chute multiple times daily when R1 felt their clothes were dirty.

An autopsy of R1 revealed R1’s cause of death was from natural causes due to Atherosclerotic Cardiovascular Disease. Therefore, the investigation was unsubstantiated for the facility’s actions or inaction having lead to R1’s death. However, autopsy findings revealed significant injuries such as abrasions to the lower lip and superior parietal scalp, contusions to the superior parietal scalp and both knees, superior parietal subgaleal hemorrhage and superior parietal subarachnoid hemorrhage.

Based on interviews and review of records, the Licensee failed to provide care and supervision per the resident’s care plan, between the hours of approximately 6:30 AM and 8:00 AM on 11/23/21, resulting in the R1 gaining access to and getting stuck in a facility laundry chute. The Lack of supervision resulted in R1 having a medical emergency and suffering injuries. This allegation is substantiated.

Based on interviews and review of records S2 and the RCC, provided false statements to law enforcement. RCC also encouraged S2 to provide false statements and document misleading information about the incident and mishandling of R1 in the course of an emergency. Therefore, the allegation of inimical conduct is substantiated.
SUPERVISOR'S NAME: Kevin MknellyTELEPHONE: (209) -81-1925
LICENSING EVALUATOR NAME: Misty ValenciaTELEPHONE: (530) 895-5820
LICENSING EVALUATOR SIGNATURE:

DATE: 05/21/2021
I acknowledge receipt of this form and understand my licensing appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 05/21/2021
LIC9099 (FAS) - (06/04)
Page: 3 of 5
Control Number 25-AS-20201203154544
STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT (Cont)
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
CCLD Regional Office, 520 COHASSET RD., STE. 170
CHICO, CA 95926
FACILITY NAME: ROSELEAF GARDENS
FACILITY NUMBER: 045002445
VISIT DATE: 05/21/2021
NARRATIVE
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
An immediate civil penalty in the amount of $500.00 is to be assessed for a resident sustaining a serious bodily injury while in care at this facility.

As a result of resident’s injury, the violation warrants a civil penalty assessment based on health and safety code 1569.49. At this time, the civil penalty assessment is under review. LPA will return at a future date to assess a civil penalty if warranted.


The following deficiencies were observed (see LIC 9099D) and cited from the California Code of Regulations, Title 22, and California Health and Safety Code. Failure to correct the deficiencies may also result in civil penalties. Exit interview conducted and appeal rights provided.
SUPERVISOR'S NAME: Kevin MknellyTELEPHONE: (209) -81-1925
LICENSING EVALUATOR NAME: Misty ValenciaTELEPHONE: (530) 895-5820
LICENSING EVALUATOR SIGNATURE:

DATE: 05/21/2021
I acknowledge receipt of this form and understand my licensing appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 05/21/2021
LIC9099 (FAS) - (06/04)
Page: 4 of 5
Control Number 25-AS-20201203154544
STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT (Cont)
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
CCLD Regional Office, 520 COHASSET RD., STE. 170
CHICO, CA 95926

FACILITY NAME: ROSELEAF GARDENS
FACILITY NUMBER: 045002445
DEFICIENCY INFORMATION FOR THIS PAGE:
VISIT DATE: 05/21/2021
Deficiency Type
POC Due Date /
Section Number
DEFICIENCIES
PLAN OF CORRECTIONS(POCs)
Type A
06/01/2021
Section Cited
CCR
87464(f)(4)
1
2
3
4
5
6
7
Basic Services (f) Basic services shall at a minimum include: (4) Personal assistance and care as needed by the resident …with those activities of daily living such as dressing, eating and bathing ...
1
2
3
4
5
6
7
***Amended***
Licensee will submit a statement of understanding that residents are to receive assistance with needs identified in their appraisal needs and services plan . the statement will include that the licensee will submit a comprehensive plan for how the services will be provided to all current residents by 06/01/2021.
8
9
10
11
12
13
14
This requirement was not met as evidenced by staff interviews and resident records report R1 required assist of daily living and incontinence care which was not provided. This posed an immediate risk to the resident.
8
9
10
11
12
13
14
***Amended***
This statement and plan to be submitted to CCL by fax by the POC date of 06/01/2021.

An immediate civil penalty in the amount of $500.00 is to be assessed for a resident sustaining a serious bodily injury while in care at this facility.
Type A
06/01/2021
Section Cited
CCR
1569.50
1
2
3
4
5
6
7
1569.50 Conduct Inimical (3) Conduct that is inimical to the health, morals, welfare, or safety of either an individual in or receiving services from the facility or the people of the State of California
1
2
3
4
5
6
7
Licensee agrees to develop the importance of truthfulness, correct information, as well as including supervisory consequences for reporting in the facilities reporting and documentation policy.



8
9
10
11
12
13
14
This requirement is not met as evidenced by: Based on staff interviews, RCC submitted false statements to law enforcement and forcibly removed R1 from the chute. This posed an immediate risk to the resident.
8
9
10
11
12
13
14
***Amended***
Licensee will submit their plan for developing/training of such standards and include that training will be completed and proof submitted by 06/01/2021. Licensee will also submit documents of supervisory action taken for S2/S4
Failure to correct the cited deficiency(ies), on or before the Plan of Correction (POC) due date, may result in a civil penalty assessment.
SUPERVISOR'S NAME: Kevin MknellyTELEPHONE: (209) -81-1925
LICENSING EVALUATOR NAME: Misty ValenciaTELEPHONE: (530) 895-5820
LICENSING EVALUATOR SIGNATURE:

DATE: 06/02/2021
I acknowledge receipt of this form and understand my appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 06/02/2021
LIC9099 (FAS) - (06/04)
Page: 5 of 5