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Department of
SOCIAL SERVICES

Community Care Licensing


COMPLAINT INVESTIGATION REPORT

Facility Number: 198600856
Report Date: 07/19/2024
Date Signed: 07/19/2024 12:30:12 PM

Substantiated


STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
GREATER LA AC/SC, 1000 CORPORATE CNTR DR. ST 500
MONTEREY PARK, CA 91754
This is an official report of an unannounced visit/investigation of a complaint received in our office on
09/20/2022 and conducted by Evaluator Alberto Lopez
PUBLIC
COMPLAINT CONTROL NUMBER: 28-AS-20220920104259
FACILITY NAME:LARDIZABAL HOMEFACILITY NUMBER:
198600856
ADMINISTRATOR:MARY ANNE NACUAFACILITY TYPE:
735
ADDRESS:212 LONE HILL AVETELEPHONE:
(626) 857-1071
CITY:GLENDORASTATE: CAZIP CODE:
91741
CAPACITY:6CENSUS: 4DATE:
07/19/2024
UNANNOUNCEDTIME BEGAN:
10:48 AM
MET WITH:Mary Anne Nacua, AdministratorTIME COMPLETED:
12:39 PM
ALLEGATION(S):
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Staff did not seek medical attention to resident in a timely manner.
INVESTIGATION FINDINGS:
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LPA made subsequent visit to deliver findings on above allegation LPA met with Administrator Mary Anne Nacua. LPA discussed the purpose of the visit which is to deliver findings on the above allegation.

On 03/11/2024 Licensing Program Manager (LPA) made unannounced subsequent visit to investigate the allegation (Facility falsified information reported to the department). LPA was greeted by Senoron Lucia DSP who allowed entry. LPA explained the purpose of the visit. Administrator Mary Anne Nucua arrived a short time later and assisted with the visit.
The investigation consisted of interviews with 4 Staff (S#1- S#4) and two witnesses W#1-W#2. LPA also reviewed incident report dated 09/04/2022 (CAP) sent by W#2 and 812 documenting interaction between Administrator and LPA Maldonado.
LPA substantiated allegation” Facility falsified information reported to the department.” During this visit and cited the facility for the deficiency.
(continue on 9099c)
Substantiated
Estimated Days of Completion:
NAME OF LICENSING PROGRAM MANAGER: Lisa Hicks
NAME OF LICENSING PROGRAM ANALYST: Alberto Lopez
LICENSING PROGRAM ANALYST SIGNATURE:

DATE: 07/19/2024
I acknowledge receipt of this form and understand my licensing appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 07/19/2024
This report must be available at Child Care and Group Home facilities for public review for 3 years.
LIC9099 (FAS) - (06/04)
Page: 1 of 4
Control Number 28-AS-20220920104259
STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT (Cont)
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
GREATER LA AC/SC, 1000 CORPORATE CNTR DR. ST 500
MONTEREY PARK, CA 91754
FACILITY NAME: LARDIZABAL HOME
FACILITY NUMBER: 198600856
VISIT DATE: 07/19/2024
NARRATIVE
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On 09/22/2022 Licensing Program Analyst (LPA) Alberto Lopez conducted a Health and Safety check visit in response to the above allegations. The purpose of the visit was explained to Mary Anne Nacua, Administrator
The investigation consisted of: A physical tour of the facility. No staff or residents were interviewed. Resident (R1's), and (R2’s) file documents Identification and Emergency Information, Physician's Reports, Centrally Stored Medication Record/Medication Administration Records (Aug. 2022- Sep. 2022), and incident reports dated 9/03/22, Personnel Report, and Register of Facility Residents were obtained. No health and safety concerns were observed.

The investigation revealed:

Allegation: Staff did not seek medical attention to client in a timely manner. It is alleged that C1 was in distress and having difficulty breathing and staff did not call 911 immediately or perform CPR.

LPA interviewed four (4) staff and four (3) of four (4) staff admitted to LPA that they didn’t call 911 when they should have. One (1) staff was out of the country at the time of incident and could not comment.

According to review of documents, interviews with witnesses and staff statements. on 09/03/2022 at approximately 4:10 PM, C1 had just finished C1 afternoon snack of Ensure supplemental drink with milk and followed by water. Shortly after finishing the water, C1 started gasping, and C1 skin turned pale and lips bluish. The facility staff caregiver (S4) assisting C1 requested help from another caregiver (S3). Caregiver S3 called the facility Administrator instead of calling 911, who upon arrival at the facility, observed C1 respiratory status and called 911. EMS records show that fire department arrived at facility first at 4:24pm, followed by the paramedics at 4:28pm. Paramedics transported C1 to San Dimas Hospital for further evaluation and arrived at 4:42pm. At approximately 7:57PM, hospital notes indicated a Code Blue. Client was not able to be revived and passed away at 8:16PM. From the time that C1 went into distress at approximately 4:10pm until the paramedics arrived at 4:28pm, no facility staff performed CPR on C1. Evidence shows that the S3 and S4 failed to immediately call 911 when C1 went into distress because according to staff, they panicked and were nervous and instead called Administrator (S1). Administrator did not call or instructed her staff to call 911 when staff called her and informed her that C1 was gasping for air and turning “bluish”. It was only after Administrator arrived at facility, that she called 911. Evidence shows that staff did not seek medical attention for resident in a timely manner when they noticed C1 having a change of condition.

Based on department interviews and records reviewed, the preponderance of evidence standard has been met, therefore the above allegation is found to be Substantiated. California Code of Regulations, Title 22, Division 6, Chapter 1 is being cited on the attached LIC 9099D.

(continued on (9099C)

NAME OF LICENSING PROGRAM MANAGER: Lisa Hicks
NAME OF LICENSING PROGRAM ANALYST: Alberto Lopez
LICENSING PROGRAM ANALYST SIGNATURE:

DATE: 07/19/2024
I acknowledge receipt of this form and understand my licensing appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 07/19/2024
LIC9099 (FAS) - (06/04)
Page: 2 of 4
Control Number 28-AS-20220920104259
STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT (Cont)
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
GREATER LA AC/SC, 1000 CORPORATE CNTR DR. ST 500
MONTEREY PARK, CA 91754
FACILITY NAME: LARDIZABAL HOME
FACILITY NUMBER: 198600856
VISIT DATE: 07/19/2024
NARRATIVE
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The facility has been informed that Immediate civil penalty is being issued during today’s visit in the amount of $500.00, based on health and safety code 1569.49.

“The licensee was informed that a civil penalty might be assessed based on the Health & Safety Code 1569.49(e) or (f), or 1548(e) or (f), or 1568.0822(e) or (f). “

An exit interview was conducted with the Administrator Mary Anne Nacua and a hard copy of licensing report was provided along with appeal rights.

NAME OF LICENSING PROGRAM MANAGER: Lisa Hicks
NAME OF LICENSING PROGRAM ANALYST: Alberto Lopez
LICENSING PROGRAM ANALYST SIGNATURE:

DATE: 07/19/2024
I acknowledge receipt of this form and understand my licensing appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 07/19/2024
LIC9099 (FAS) - (06/04)
Page: 3 of 4
Control Number 28-AS-20220920104259
STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT (Cont)
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
GREATER LA AC/SC, 1000 CORPORATE CNTR DR. ST 500
MONTEREY PARK, CA 91754

FACILITY NAME: LARDIZABAL HOME
FACILITY NUMBER: 198600856
DEFICIENCY INFORMATION FOR THIS PAGE:
VISIT DATE: 07/19/2024
Deficiency Type
POC Due Date /
Section Number
DEFICIENCIES
PLAN OF CORRECTIONS(POCs)
Type A
07/19/2024
Section Cited
CCR
80075(a)
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Health Related Services. Each client shall receive necessary first aid and medical or dental services, including arrangement for and/or provision of transportation to the nearest available services.

This requirement is not met as evidenced by:
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Administrator and all staff will get training on how to respond to medical emergencies according to Title 22 section 80075 and send proof of training with all staff signatures to LPA by POC date. Administrator will also write a plan on how the facility will make sure that this does not happen again.
Immediate civil penalty of $500 issued to facility today.
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C1 went into distress and 2 staff and Administrator did not provide first aid or call 911 immediately which posed an Immediate Health, Safety or Personal Rights risk to clients in care.
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Failure to correct the cited deficiency(ies), on or before the Plan of Correction (POC) due date, may result in a civil penalty assessment.
NAME OF LICENSING PROGRAM MANAGER: Lisa Hicks
NAME OF LICENSING PROGRAM ANALYST: Alberto Lopez
LICENSING PROGRAM ANALYST SIGNATURE:

DATE: 07/19/2024
I acknowledge receipt of this form and understand my appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 07/19/2024
LIC9099 (FAS) - (06/04)
Page: 4 of 4