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Department of
SOCIAL SERVICES

Community Care Licensing


COMPLAINT INVESTIGATION REPORT

Facility Number: 306005313
Report Date: 09/18/2025
Date Signed: 09/18/2025 11:13:04 AM

Substantiated


STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
ORANGE COUNTY RO, 770 THE CITY DR., SUITE 7100
ORANGE, CA 92868
This is an official report of an unannounced visit/investigation of a complaint received in our office on
09/02/2025 and conducted by Evaluator Fred Arias
PUBLIC
COMPLAINT CONTROL NUMBER: 22-AS-20250902141747

FACILITY NAME:AKUA BEHAVIORAL HEALTH INC IIFACILITY NUMBER:
306005313
ADMINISTRATOR:PIYUSH SALUJAFACILITY TYPE:
772
ADDRESS:324 UNIVERSITY DRIVETELEPHONE:
(949) 873-5095
CITY:COSTA MESASTATE: CAZIP CODE:
92627
CAPACITY:6CENSUS: 5DATE:
09/18/2025
UNANNOUNCEDTIME BEGAN:
09:05 AM
MET WITH:Kavi DewanTIME COMPLETED:
11:30 AM
ALLEGATION(S):
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Facility is not following the plan of operation
INVESTIGATION FINDINGS:
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Licensing Program Analyst (LPA) Fred Arias conducted an unannounced complaint visit to finalize an investigation into the above allegation. LPA was greeted and granted entry into the facility and explained the reason for the visit. An initial investigation visit was conducted on September 11, 2025 by the Department.

It was alleged the facility is not following the plan of operation. During the investigation, LPA Arias reviewed records and interviewed staff.

The investigation determined as follows: Regarding the allegation the facility is not following the plan of operation, it was reported client 4 (C4)’s records contained a written discharge summary that did not include documented evidence of goals accomplished and client 3 (C3) and C4’s records contained a written discharge summary that did not include documented evidence of referral follow-up plans.

Continued on LIC9099-C dated 09/18/2025
Substantiated
Estimated Days of Completion:
SUPERVISORS NAME: Alisa Ortiz
LICENSING EVALUATOR NAME: Fred Arias
LICENSING EVALUATOR SIGNATURE:

DATE: 09/18/2025
I acknowledge receipt of this form and understand my licensing appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 09/18/2025
This report must be available at Child Care and Group Home facilities for public review for 3 years.
LIC9099 (FAS) - (06/04)
Page: 3 of 5
Control Number 22-AS-20250902141747
STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT (Cont)
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
ORANGE COUNTY RO, 770 THE CITY DR., SUITE 7100
ORANGE, CA 92868
FACILITY NAME: AKUA BEHAVIORAL HEALTH INC II
FACILITY NUMBER: 306005313
VISIT DATE: 09/18/2025
NARRATIVE
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C3 and C4’s records revealed there were no referrals or detailed recommendations listed in their discharge summary. According to the facility’s plan of operation, “Clients may be discharged voluntarily or involuntarily. The discharge summary will be completed for all clients, regardless of discharge type.” “During the proposed final treatment plan development, and prior to program participation is concluded for discharge, the staff will conduct an individual session with the client to develop and document an individualized strategy that will assist the client once discharged.” “The discharge summary form includes the following information: … Transfers or referrals to other services…”

LPA interview with two out of two staff stated they are improving their processes to include more detailed information including recommendations and referral information with names and phone numbers.

Based on interviews conducted and record review, the preponderance of evidence standard has been met. Therefore, the above allegation is found to be SUBSTANTIATED. California Code of Regulations, (Title 22, Division 6, Chapter 2), are being cited on the attached LIC 9099D.

An exit interview was conducted and a copy of the report was left with the facility representative along with appeal rights.
SUPERVISORS NAME: Alisa Ortiz
LICENSING EVALUATOR NAME: Fred Arias
LICENSING EVALUATOR SIGNATURE:

DATE: 09/18/2025
I acknowledge receipt of this form and understand my licensing appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 09/18/2025
LIC9099 (FAS) - (06/04)
Page: 4 of 5
Control Number 22-AS-20250902141747
STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

COMPLAINT INVESTIGATION REPORT (Cont)
CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
COMMUNITY CARE LICENSING DIVISION
ORANGE COUNTY RO, 770 THE CITY DR., SUITE 7100
ORANGE, CA 92868

FACILITY NAME: AKUA BEHAVIORAL HEALTH INC II
FACILITY NUMBER: 306005313
DEFICIENCY INFORMATION FOR THIS PAGE:
VISIT DATE: 09/18/2025
Deficiency Type
POC Due Date /
Section Number
DEFICIENCIES
PLAN OF CORRECTIONS(POCs)
Type B
09/26/2025
Section Cited
CCR
81022(j)
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81022(j) Plan of Operation

The facility shall operate in accordance with the terms specified in the plan of operation and may be cited for not doing so.
This requirement is not met as evidenced by:
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Licensee stated they are updating the Discharge Summary form and performing in-service training with staff to add additional information required per the plan of operation.
Lincesee stated they will email LPA with proof by POC due date.
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Facililty is not following their plan of operation regarding the discharge summary which which poses a potential health, safety or personal rights risk to persons in care.
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Failure to correct the cited deficiency(ies), on or before the Plan of Correction (POC) due date, may result in a civil penalty assessment.
SUPERVISORS NAME: Alisa Ortiz
LICENSING EVALUATOR NAME: Fred Arias
LICENSING EVALUATOR SIGNATURE:

DATE: 09/18/2025
I acknowledge receipt of this form and understand my appeal rights as explained and received.
FACILITY REPRESENTATIVE SIGNATURE:

DATE: 09/18/2025
LIC9099 (FAS) - (06/04)
Page: 5 of 5